In the wake of another whopping FCA fine of £34.3m to Goldman Sachs last week, following the £27.6m UBS fine, are the bigger...
The management of corporate actions is an old problem. It is, however, still a major challenge and an area of...
Just when wealth managers thought that they could draw a sigh of relief, knowing that their MiFID II obligations were,...
As we transition our Wealth Intelligence platform from on-premise to SAAS (software as a service) into the Amazon Web services...
In this article, Matt Gunnell, our Product Manager, Wealth Management Solutions talks about the recently launched Wealth Intelligence (WIN) Platform in...
There is a growing awareness in wealth management circles concerning the need for wealth managers and financial advisors to preserve...
On December 20, 2017 the European Securities and Markets Authority (ESMA) issued a statement to support the smooth implementation of...
I attended the PIMFA MiFID II Conference on Tuesday 24th October, and it was pleasing to hear some very positive...
In June, the European Commission announced the application date of MiFID II and MiFIR had been delayed by one year...
THE CHALLENGES Hargreave Hale provides stockbroking, investment management and fund management services to private investors, trusts, companies and charities across the...
